Utah Department of Administrative Services

Division of Archives & Records Service

Series 5609

Securities Commission Annual reports

Dates: 1919-1982.

2.35 cubic feet and 6 microfilm reelsSkip to Containers

These records are housed in the Utah State Archives' permanent storage room.

Scope and Content

This is a report by the division setting forth its activities for the previous calendar year and includes a current list of broker-dealers, agents, and Investment Advisors registered. This report includes information on personnel, the division structure, comparison reports of receipts, expenditures and registration, total allotments, issuer list, broker-dealer list, Investment Advisor list, and agent list.

"On or before the 1st day of October of each year the commission shall file in the office of the governor a report containing an accurate statement of its work for the preceeding fiscal year ending June 30, which report shall contain a schedule of all securities, issuers, broker-dealers, agents, and investment advisers registered, or as to which registration is pending or has been revoked, denied, enjoined or suspended. The report shall further contain a statement of the receipts and disbursments of the commission, and such other facts as may be necessary to a complete understanding of its work." (Utah Code Annotated 61-1-18 (2), 1963)

Arrangement

Chronological by year

Related Records

Annual reports from the Department of Commerce, Series 21949, provide summaries of division activities since 1982.

Custody History

Reports dating from 1919 to 1982 were transferred to the Archives in 1982 in three cubic foot boxes.

Access Restrictions

This series is classified as Public.

Preferred Citation

Cite the Utah State Archives and Records Service, the creating agency name, the series title, and the series number.

Gaps in Series

There are no issues after 1982. The section of the Utah Code Annotated that had directed the division to file an annual report (61-1-18 (2)) was removed in the 1983 General Session of the Legislature (chapter 284, Laws of Utah, 1983) and not re-enacted.

Processing Note

This series was processed by Gina Strack in June 2005. Microfilming for reference use was completed in February 2006.

Indexing Terms

  • Securities—Utah.

Container List

REEL BOX FOLDER DESCRIPTION
1 1 1 1920; 1st Annual Report
1 1 2 1921; 2nd Annual Report
1 1 3 1922; 3rd Annual Report
1 1 4 1923; 4th Annual Report
1 1 5 1924; 5th Annual Report
1 1 6 1925; 6th Annual Report
1 1 7 1926; 6th-A Annual Report
1 1 8 1927; 7th Annual Report
1 1 9 1928; 8th Annual Report
1 1 10 1929; 9th Annual Report
1 1 11 1930; 10th Annual Report
1 1 12 1931; 11th Annual Report
1 1 13 1932; 12th Annual Report
1 1 14 1933; 13th Annual Report
1 1 15 1934; 14th Annual Report
1 1 16 1935; 15th Annual Report
1 1 17 1936; 16th Annual Report
1 1 18 1937; 17th Annual Report
1 1 19 1938; 18th Annual Report
2 1 20 1939; 19th Annual Report
2 1 21 1940; 20th Annual Report
2 1 22 1941; 21st Annual Report
2 1 23 1942; 22nd Annual Report
2 1 24 1943; 23rd Annual Report
2 1 25 1944; 24th Annual Report
2 1 26 1945; 25th Annual Report
2 1 27 1946; 26th Annual Report
2 1 28 1947; 27th Annual Report
2 1 29 1948; 28th Annual Report
2 1 30 1949; 29th Annual Report
2 1 31 1950; 30th Annual Report
2 1 32 1951; 31st Annual Report
2 1 33 1952; 32nd Annual Report
2 1 34 1953; 33rd Annual Report
2 1 35 1954; 34th Annual Report
2 1 36 1955; 35th Annual Report
2 1 37 1956; 36th Annual Report
3 1 38 1957; 37th Annual Report
3 2 1 1958; 38th Annual Report
3 2 2 1959; 39th Annual Report
3 2 3 1960; 40th Annual Report
3 2 4 1961; 41st Annual Report
3 2 5 1962; 42nd Annual Report
3 2 6 1963; 43rd Annual Report
3 2 7 1964; 44th Annual Report
3 2 8 1965; 45th Annual Report
3 2 9 1966; 46th Annual Report
3 2 10 1967; 47th Annual Report
4 2 11 1968; 48th Annual Report
4 2 12 1969; 49th Annual Report
4 2 13 1970; 50th Annual Report
4 2 14 1971; 51st Annual Report
4 2 15 1972; 52nd Annual Report
4 2 16 1973; 53rd Annual Report
4 2 17 1974; 54th Annual Report
4 2 18 1975; 55th Annual Report
4 2 19 1976; 56th Annual Report
4 2 20 1977; 57th Annual Report
4 2 21 1978; 58th Annual Report
4 3 1 1979; 59th Annual Report
5 3 2 1980; 60th Annual Report
5 3 3 1981; 61st Annual Report
5 3 4 1982; 62nd Annual Report